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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | ||||||
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Fee paid previously with preliminary materials. | ||||||
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. | ||||||
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| 1) | | | Amount Previously Paid: | ||
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THE GABELLI MULTIMEDIA TRUST INC.
NOTICE OF ANNUAL MEETING OF STOCKHOLDERSTo Be Held on May 11, 20209, 2022
1. | To elect four (4) Directors of the Fund, three (3) Directors to be elected by the holders of the Fund’s common stock and holders of its Series C Auction Rate Cumulative Preferred Stock, 5.125% Series E Cumulative Preferred Stock and 5.125% Series G Cumulative Preferred Stock, voting together as a single class, and one (1) Director to be elected by the holders of the Fund's Preferred Stock, voting as a separate class; and |
2. | To consider and vote upon such other matters, including adjournments, as may properly come before said Meeting or any adjournments or postponements thereof. |
| | By Order of the Board of Directors, | |
| | ||
| | ||
| | Secretary |
April 1, 2020
1. | Individual Accounts: Sign your name exactly as it appears in the registration on the proxy card. |
2. | Joint Accounts: Either party may sign, but the name of the party signing should conform exactly to the name shown in the registration. |
3. | All Other Accounts: The capacity of the individual signing the proxy card should be indicated unless it is reflected in the form of registration. For example: |
Registration | | | Valid Signature | |||
Corporate Accounts | | | ||||
(1) | | | ABC Corp. | | | ABC Corp., by John Doe, Treasurer |
(2) | | | ABC Corp. | | | John Doe, Treasurer |
(3) | | | ABC Corp. | | | |
| | c/o John Doe, Treasurer | | | John Doe | |
(4) | | | ABC Corp., Profit Sharing Plan | | | John Doe, Trustee |
| | |||||
Trust Accounts | | | ||||
(1) | | | ABC Trust | | | Jane B. Doe, Trustee |
(2) | | | Jane B. Doe, Trustee | | | |
| | u/t/d 12/28/78 | | | Jane B. Doe | |
| | |||||
Custodian or Estate Accounts | | | ||||
(1) | | | John B. Smith, Cust. | | | |
| | f/b/o John B. Smith, Jr. UGMA | | | John B. Smith | |
(2) | | | John B. Smith, Executor | | | |
| | Estate of Jane Smith | | | John B. Smith, Executor |
ANNUAL MEETING OF STOCKHOLDERSMay 11, 20209, 2022
March 30, 2022.
If you desire to attend the Meeting in person, please note that the Westchester Country Club enforces a strict dress code. The Westchester Country Club may deny entry to their facilities to any person who does not conform to their dress code. If the Westchester Country Club denies you entry to their facilities, you will be unable to attend the Meeting in person and, if you have not submitted a proxy in accordance with the instructions contained herein, you will not be able to be present at or vote at the Meeting. The Westchester Country Club's dress code is as follows: All men's shirts must have collars. Short shorts, cut-offs or tee shirts are not permitted. Please no tank tops, cargo pants, hats worn by men, bare feet, rubber beach flip flops, bathing or gym attire. Blue denim clothing, and denim jeans, designer or otherwise, are not permitted.
Additionally, the Westchester Country Club has an electronic device policy that there be “no noise” with the use of an electronic device, including a cell phone, except in designated areas. If you are admitted to the Westchester Country Club's facilities and violate this policy, the Westchester Country Club may remove you from their premises and you would not be able to attend the Meeting in person.
To participate in the Meeting, stockholders must register in advance by submitting the required information to the Fund at: http://Gabelli.com/CEFAnnualMeeting. Following registration, a stockholder will be provided with instructions regarding how to access the virtual Meeting, including the link for the Meeting.
A “quorum” is required in order to transact business at the Meeting. A quorum of stockholders is constituted by the presence in person or representation by proxy of stockholders of the Fund entitled to cast at least a majority of the votes entitled to be cast at the Meeting. Whether or not a quorum is present, the chairperson of the Meeting may adjourn the Meeting indefinitely, or from time to time, to a date not more than 120 days after the original record date, without notice other than announcement at the Meeting. Absent the establishment of a subsequent record date and the giving of notice to the holders of record thereon, the adjourned meeting must take place not more than 120 days after the original record date. At such adjourned meeting at which a quorum shall be present, any business may be transacted which might have been transacted at the Meeting as originally notified. The Fund may postpone or cancel a meeting of shareholders, and if it does the Fund will make a public announcement of such postponement or cancellation prior to the meeting. The postponed meeting may not be held more than 120 days after the initial record date.
Name and Address of Beneficial Owner(s) | | | Title of Class | | | Amount of Shares and Nature of Ownership | | | Percent of Class |
Mario J. Gabelli and affiliates One Corporate Center Rye, NY 10580-1422 | | | Common | | | 2,594,067 (beneficial)* | | | 9.5% |
| | | | | | | |||
First Trust Portfolios LP Suite 400 120 East Liberty Drive Wheaton, IL 60187 | | | Common | | | 1,666,153 | | | 6.1% |
| | | | | | ||||
Fidelity & Guaranty Life Insurance Co. 1001 Fleet Street Baltimore, MD 21202 | | | Preferred | | | 360,482 | | | 9.0% |
| | | | | | ||||
Louisiana Workers Compensation Corporation | | | Preferred | | | 328,840 (beneficial) | | | 8.2% |
2237 South Acadian Thruway Baton Rouge, LA 70808 | | ||||||||
| | | | | | ||||
Americo Financial Life & Annuity | | | Preferred | | | 280,000 (beneficial) | | | 7.0% |
P.O. Box 410288 Kansas City, MO 64141 | |
* | Comprised of |
Proposal | | | Common Stockholders | | | Preferred Stockholders |
Election of Directors | | | Common and Preferred Stockholders, voting together as a single class, vote to elect Mario J. Calgary Avansino, and Christopher J. | | | Common and Preferred Stockholders, voting together as a single class, vote to elect Mario J. Calgary Avansino, and Christopher J. |
| | | | Anthony S. Colavita | ||
| | | | |||
Other Business | | | Common and Preferred Stockholders, voting together as a single class |
Directors Serving Until 2022 Annual Meeting of Stockholders
Mario J. GabelliAnthony J. ColavitaChristopher J. Marangi
Directors Serving Until 2021 Annual Meeting of Stockholders
John BirchJames P. ConnKuni Nakamura
A quorum of the Preferred Stockholders must be present or represented by proxy at the Meeting in order for the proposal to elect Mr. Colavita to be considered.
3
Name, Position(s), Address(1) and Age | | | Term of Office and Length of Time Served(2) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships Held by Director | | | Number of Portfolios in Fund Complex(3) Overseen by Director |
INTERESTED DIRECTORS/NOMINEES(4): | | |
Mario J. Gabelli Chairman and Chief Investment Officer Age: | | | Since 1994* | | | Chairman, Chief Executive Officer, and Chief Investment Officer – Value Portfolios of GAMCO Investors, Inc. and Chief Investment Officer – Value Portfolios of Gabelli Funds, LLC and GAMCO Asset Management Inc.; Director/Trustee or Chief Investment Officer of other registered investment companies within the Gabelli/GAMCO Fund Complex; Chief Executive Officer of GGCP, Inc.; Executive Chairman of Associated Capital Group, Inc. | | | Director of Morgan Group | | | |
| | | | | | | | |||||
Christopher J. Marangi Director Age: | | | Since 2013* | | | Managing Director and Co-Chief Investment Officer of the Value team of GAMCO Investors, Inc.; Portfolio Manager for Gabelli Funds, LLC and GAMCO Asset Management Inc. | | | — | | |
| | | | | | | | ||||||
INDEPENDENT DIRECTORS/NOMINEES(5): | | |
Director Age: 46 | | | Since | | | Chief Executive Officer, Glamcom (2018-2020) | | | Trustee, Cate School; Trustee, the E.L. Wiegand Foundation; Member, the Common Sense Media Advisory Council | | | 5 |
| | | | | | | | |||||
John Birch(7) Director Age: 71 | | | Since 2019** | | | Partner, The Cardinal Partners Global; Chief Operating Officer of Sentinel Asset Management and Chief Financial Officer and Chief Risk Officer of Sentinel Group Funds (2005-2015) | ||||||
— | | | ||||||||||
| | | | | | | | |||||
Elizabeth C. Bogan Director Age: 78 | | | Since 2021** | | | Senior Lecturer in Economics at Princeton University | | | — | | | 12 |
| | | | | | | | |||||
Anthony S. Colavita(6)(7) Director Age: 60 | | | Since 2021* | | | Attorney, Anthony S. Colavita, P.C.; Supervisor, Town of Eastchester, NY | | | — | | | 21 |
| | | | | | | | |||||
James P. Conn(6) Director Age: | | | Since 1994** | | | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998) | | | — | | | |
| | | | | | | | |||||
Frank J. Fahrenkopf, Jr.(7) Director Age: | | | Since 1999*** | | | Co-Chairman of the Commission on Presidential Debates; Former President and Chief Executive Officer of the American Gaming Association (1995-2013); Former Chairman of the Republican National Committee (1983-1989) | | | Director of First Republic Bank (banking); Director of Eldorado Resorts, Inc. (casino entertainment company) | | |
Name, Position(s), Address(1) and Age | | | Term of Office and Length of Time Served(2) | | | Principal Occupation(s) During Past Five Years | | | Other Directorships Held by Director | | | Number of Portfolios in Fund Complex(3) Overseen by Director |
Kuni Nakamura Director Age: | | | Since 2012** | | | President of Advanced Polymer, Inc. (chemical manufacturing company); President of KEN Enterprises, Inc. (real estate); Trustee on Long Island University Board of Trustees; Trustee on Fordham Preparatory School Board of Trustees | | | — | | | |
| | | | | | | | |||||
Werner J. Roeder Director Age: | | | Since 1999*** | | | Retired physician; Former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital (1999-2014) | | | — |
Salvatore J. Zizza(7)(8) Director Age: | | | Since 1994*** | | | President, | | | Director and Chairman of Trans-Lux Corporation (business services); Director and Chairman of Harbor Diversified Inc. (pharmaceuticals) (2009-2018) | |||
; Retired Chairman of BAM (semiconductor and aerospace manufacturing) | | | 33 | |||||||||
| | | | | | | | |||||
Daniel E. Zucchi Director Age: | | | Since | | | President of Zucchi | | | Cypress Care LLC (health care) (2001-2009); Director, PMV Consumer Acquisition Corp | | | 3 |
OFFICERS:Name, Position(s),Address(1)and Age Term ofOffice andLength ofTimeServed(9) Principal Occupation(s)During Past Five YearsBruce N. AlpertPresidentAge: 6870 Since 2003 Executive Vice President and Chief Operating Officer of Gabelli Funds, LLC since 1988; Officer of registered investment companies within the Gabelli/GAMCO Fund Complex; Senior Vice President of GAMCO Investors, Inc. since 2008; Chief Executive Officer of G.distributors,Vice President - Mutual Funds, G.research, LLC since January 2020 John C. BallTreasurer and PrincipalFinancial and AccountingOfficerAge: 4446 Since 2017 Treasurer of registered investment companies within the Gabelli/GAMCO Fund Complex since 2017; Vice President and Assistant Treasurer of AMG Funds, 2014- 20172017; Chief Executive Officer, G. Distributors, LLC since December 2020 Andrea R. MangoPeter GoldsteinSecretary andVice PresidentAge: 4768 Since 2020 General Counsel, GAMCO Investors, Inc. and Chief Legal Officer, Associated Capital Group, Inc. since 2021; General Counsel and Chief Compliance Officer, Buckingham Capital Management, Inc. (2012-2020); Chief Legal Officer and Chief Compliance Officer, The Buckingham Research Group, Inc. (2012-2020) Richard J. WalzChief Compliance OfficerAge: 62 Since 2013Vice President of GAMCO Investors, Inc. since 2016; Counsel of Gabelli Funds, LLC since 2013; Secretary of registered investment companies within the Gabelli/GAMCO Fund Complex since 2013; Vice President of closed-end funds within the Gabelli/GAMCO Fund Complex since 2014 Richard J. WalzChief Compliance OfficerAge: 60Since 2013Chief Compliance Officer of registered investment companies within the Gabelli/GAMCO Fund Complex since 2013 Daniel PlourdeVice PresidentAge: 41 Since 2021 Vice President of registered investment companies within the Gabelli/GAMCO Fund Complex since 2021; Assistant Treasurer of the North American SPDR ETFs and State Street Global Advisors Mutual Funds (2017-2021); Fund Administration at State Street Bank (2009-2017) Laurissa M. MartireVice PresidentAge: 4345 Since 2004 Vice President and/or Ombudsman of closed-end funds within the Gabelli/GAMCO Fund Complex; Senior Vice President (since 2019) and other positions (2003-2019) of GAMCO Investors, Inc. Carter W. AustinVice President andOmbudsmanAge: 5355 Since 2010 Vice President and/or Ombudsman of closed-end funds within the Gabelli/GAMCO Fund Complex; Senior Vice President (since 2015) and Vice President (1996-2015) of Gabelli Funds, LLC(1) (1)Address: One Corporate Center, Rye, NY 10580-1422.
(2) | The Fund’s Board of Directors is divided into three classes, each class having a term of three years. Each year the term of office of one class expires and the successor or successors elected to such class serve for a three year term. |
(3) | The “Fund Complex” or the “Gabelli/GAMCO Fund Complex” includes all the U.S. registered investment companies that are considered part of the same fund complex as the Fund because they have common or affiliated investment advisers. |
(4) | “Interested person” of the Fund as defined in the 1940 Act. Messrs. Gabelli and Marangi are each considered to be an “interested person” of the Fund because of their affiliation with the Fund’s Adviser. |
(5) | Directors who are not considered to be “interested persons” of the Fund as defined in the 1940 Act are considered to be “Independent” Directors. None of the Independent Directors (with the possible exceptions as described in this proxy statement) nor their family members had any interest in the Adviser or any person directly or indirectly controlling, controlled by, or under common control with the Adviser as of December 31, |
(6) |
(7) | Mr. |
(8) | On September 9, 2015, Mr. Zizza entered into a settlement with the Securities and Exchange Commission (the “SEC”) to resolve an inquiry relating to an alleged violation regarding the making of false statements or omissions to the accountants of a company concerning a related party transaction. The company in question is not an affiliate of, nor has any connection to, the Fund. Under the terms of the settlement, Mr. Zizza, without admitting or denying the SEC’s findings and allegation, paid $150,000 and agreed to cease and desist committing or causing any future violations of Rule 13b2-2 of the Securities Exchange Act of 1934, as amended (the “1934 Act”). The Board has discussed this matter and has determined that it does not disqualify Mr. Zizza from serving as an Independent Director. |
(9) | Includes time served in prior positions with the Fund. Each officer will hold office for an indefinite term until the date he or she resigns or retires or until his or her successor is elected and qualifies. |
(10) | As of December 31, 2021, there are a total of 47 registered investment companies in the Fund Complex. Of the 47 registered investment companies, Mr. Gabelli serves as a director or trustee for 31 funds, sole portfolio manager of 5 funds, and part of the portfolio management team of 15 funds. |
* | Nominee to serve, if elected, until the Fund’s 2025 Annual Meeting of Stockholders or until his or her successor is duly elected and qualifies. |
** | Term continues until the Fund’s 2024 Annual Meeting of Stockholders or until his or her successor is duly elected and qualifies. |
*** | Term continues until the Fund’s 2023 Annual Meeting of Stockholders or until his successor is duly elected and qualifies. |
/Nominees
Independent Directors/Nominees
University in Brookville, NY.NY and the Fordham Preparatory School. He is involved in various capacities with The University of Pennsylvania and The Guiding Eyes for the Blind. Mr. Nakamura is a graduate of the University of Pennsylvania – The Wharton School with a Bachelor’s degree in Economics and Multinational Management.
of risks, including options risk being undertaken by the Fund, and the Audit Committee discusses the Fund’s risk management and controls with the independent registered public accounting firm engaged by the Fund. The Board reviews valuation policies and procedures and the valuations of specific illiquid securities. The Board also receives periodic reports from the Fund’s Chief Compliance Officer regarding compliance matters relating to the Fund and its major service providers, including results of the implementation and testing of the Fund’s and such providers’ compliance programs. The Board’s oversight function is facilitated by management reporting processes designed to provide visibility to the Board regarding the identification, assessment and management of critical risks, and the controls and policies and procedures used to mitigate those risks. The Board reviews its role in supervising the Fund’s risk management from time to time and may make changes at its discretion at any time.
Name of Director/Nominee | | | Dollar Range of Equity Securities Held in the Fund*(1) | | | Aggregate Dollar Range of Equity Securities Held in the Family of Investment Companies*(1)(2) |
INTERESTED | | | | | ||
Mario J. Gabelli | | | E | | | E |
Christopher J. Marangi | | | | | E | |
| | | | |||
INDEPENDENT DIRECTORS/NOMINEES: | | | | | ||
Calgary Avansino | | | A | | | A |
John Birch | | | C | | | E |
Elizabeth C. Bogan | | | A | | | E |
Anthony | | | | | ||
James P. Conn | | | | | E | |
Frank J. Fahrenkopf, Jr. | | | A | | | |
Kuni Nakamura | | | | | E | |
Werner J. Roeder | | | A | | | E |
Salvatore J. Zizza | | | | | E | |
Daniel E. Zucchi | | | A | | | E |
* | Key to Dollar Ranges |
A. | None |
B. | $1 – $10,000 |
C. | $10,001 – $50,000 |
D. | $50,001 – $100,000 |
E. | Over $100,000 |
(1) | This information has been furnished by each Director and nominee for election as Director as of December 31, |
(2) | The term “Family of Investment Companies” includes two or more registered funds that share the same investment adviser or principal underwriter and hold themselves out to investors as related companies for purposes of investment and investor services. Currently, the registered funds that comprise the “Fund Complex” are identical to those that comprise the “Family of Investment Companies.” |
Name of Director/Nominee/Officer | | | Amount and Nature of Beneficial Ownership(1) | | | Percent of Shares Outstanding(2) |
INTERESTED | | | | | ||
Mario J. Gabelli | | | | | ||
Christopher J. Marangi | | | | | * | |
| | 2,000 Series E Preferred | | | * | |
| | 2,000 Series G Preferred | | | * | |
INDEPENDENT DIRECTORS/NOMINEES: | | | | | ||
Calgary Avansino | | | 0 | | | * |
John Birch | | | 4,560 | | | * |
Elizabeth C. Bogan | | | 0 | | | * |
Anthony | | | | | * | |
James P. Conn | | | | | * | |
Frank J. Fahrenkopf, Jr. | | | 0 | | | * |
Kuni Nakamura | | | | | * | |
Werner J. Roeder | | | 0 | | | * |
Salvatore J. Zizza | | | | | * | |
Daniel E. Zucchi | | | 0 | | | * |
| | | | |||
EXECUTIVE OFFICERS: | | | | | ||
Bruce N. Alpert | | | | | * | |
| | | | * | ||
| | 3,208 Series G Preferred(5) | | | * | |
John C. Ball | | | 0 | | | * |
| | 0 | | | * | |
Richard J. Walz | | | 0 | | | * |
(1) | This information has been furnished by each Director, including each nominee for election as Director, and executive officer as of December 31, |
(2) | An asterisk indicates that the ownership amount constitutes less than 1% of the total shares outstanding. The ownership of the Directors, including nominees for election as Director, and executive officers as a group constitutes |
(3) | Comprised of |
(4) |
Includes 2,000 shares of Series E Preferred Stock owned by Mr. Alpert’s spouse for which he disclaims beneficial ownership. |
(5) | All 3,000 shares of Series G Preferred Stock owned by Mr. Alpert's spouse for which he disclaims beneficial ownership. |
11
Name of Independent Director/Nominee | Name of Owner and Relationships to Director/Nominee | Company | Title of Class | Value of Interests(1) | Percent of Class(2) |
Anthony J. Colavita | Same | The LGL Group, Inc. | Common Stock | $35,010 | * |
Anthony J. Colavita | Family | Gabelli Associates Fund | Membership Interests | $1,064,967 | * |
Frank J. Fahrenkopf, Jr. | Same | Gabelli Associates Limited II E | Membership Interests | $1,324,127 | 1.14% |
Kuni Nakamura | Same | The LGL Group, Inc. | Common Stock | $26,040 | * |
Salvatore J. Zizza | Same | Gabelli Associates Fund | Membership Interests | $2,551,179 | 1.25% |
Salvatore J. Zizza | Same | Gabelli Performance Partnership L.P. | Limited Partner Interests | $382,296 | * |
Name of Independent Director/Nominee | | | Name of Owner and Relationships to Director/Nominee | | | Company | | | Title of Class | | | Value of Interests(1) | | | Percent of Class(2) |
Frank J. Fahrenkopf, Jr. | | | Same | | | Gabelli Associates Limited II E | | | Membership Interests | | | $1,224,642 | | | * |
Kuni Nakamura | | | Same | | | The LGL Group, Inc. | | | Common Stock | | | $19,374 | | | * |
Kuni Nakamura | | | Same | | | The LGL Group, Inc. | | | Warrants | | | $1,298 | | | * |
Werner J. Roeder | | | Same | | | Gabelli Associates Fund II | | | Membership Interests | | | $734,725 | | | * |
Salvatore J. Zizza | | | Same | | | Gabelli Associates Fund | | | Membership Interests | | | $2,933,681 | | | * |
Salvatore J. Zizza | | | Same | | | Gabelli Performance Partnership L.P. | | | Limited Partner Interests | | | $360,853 | | | * |
(1) | This information has been furnished as of December 31, |
(2) | An asterisk indicates that the ownership amount constitutes less than 1% of the total interests outstanding. |
12
2021.
14, 2022
13
correspondence should be sent
10, 2021.
2021.
Name of Person and Position | Aggregate Compensation from the Fund | Aggregate Compensation from the Fund and Fund Complex Paid to Directors* | ||||
INTERESTED DIRECTORS/NOMINEES: | ||||||
Mario J. Gabelli | $ | 0 | $ | 0 (0 | ) | |
Chairman and Chief Investment Officer | ||||||
Christopher J. Marangi | $ | 0 | $ | 0 (0 | ) | |
Director | ||||||
INDEPENDENT DIRECTORS/NOMINEES: | ||||||
John Birch(1) | $ | 3,185 | $ | 32,685 (3 | ) | |
Director | ||||||
Anthony J. Colavita | $ | 8,500 | $ | 219,000 (20 | ) | |
Director | ||||||
James P. Conn | $ | 10,000 | $ | 275,00 (26 | ) | |
Director | ||||||
Frank J. Fahrenkopf, Jr. | $ | 8,000 | $ | 169,500 (14 | ) | |
Director | ||||||
Kuni Nakamura | $ | 13,000 | $ | 356,000 (37 | ) | |
Director | ||||||
Anthony R. Pustorino (Deceased) | $ | 5,000 | $ | 57,500 (10 | ) | |
Director | ||||||
Werner J. Roeder | $ | 10,000 | $ | 171,024 (23 | ) | |
Director | ||||||
Salvatore J. Zizza | $ | 10,500 | $ | 319,000 (32 | ) | |
Director | ||||||
Daniel E. Zucchi(2) | $ | 3,185 | $ | 27,185 (2 | ) | |
Director |
Name of Person and Position | | | Aggregate Compensation from the Fund | | | Aggregate Compensation from the Fund and Fund Complex Paid to Directors* |
INTERESTED DIRECTORS/NOMINEES: | | | | | ||
Mario J. Gabelli | | | $ 0 | | | $ 0 (0) |
Chairman and Chief Investment Officer | | | | | ||
Christopher J. Marangi | | | $ 0 | | | $ 0 (0) |
Director | | | | | ||
INDEPENDENT DIRECTORS/NOMINEES: | | | | | ||
Calgary Avansino | | | $6,100 | | | $46,600 (6) |
Director | | |||||
John Birch | | | $10,125 | | | $41,750 (6) |
Director | | | | | ||
Elizabeth C. Bogan | | | $6,100 | | | $132,900 (12) |
Director | | | | | | |
Anthony J. Colavita** | | | $3,500 | | | $194,500 (20) |
Director | | | | | ||
Anthony S. Colavita*** | | | $6,100 | | | $165,150 (20) |
Director | | | | | ||
James P. Conn | | | $12,045 | | | $281,500 (23) |
Director | | | | | ||
Frank J. Fahrenkopf, Jr. | | | $8,056 | | | $163,500 (12) |
Director | | | | | ||
Kuni Nakamura | | | $17,550 | | | $371,550 (35) |
Director | | | | | | |
Werner J. Roeder | | | $10,250 | | | $155,500 (19) |
Director | | | | | ||
Salvatore J. Zizza | | | $12,545 | | | $332,750 (32) |
Director | | | | | ||
Daniel E. Zucchi | | | $8,500 | | | $32,500 (3) |
Director | | | | | ||
OFFICER: | | | | | ||
Carter W. Austin | | | $62,000 | | | |
Vice President and Ombudsman | | | | |
* | Represents the total compensation paid to such persons during the fiscal year ended December 31, |
** | Mr. |
*** | Mr. |
Fiscal Year Ended December 31 | Audit Fees | Audit Related Fees | Tax Fees* | All Other Fees |
2018 | $44,166 | — | $4,100 | — |
2019 | $44,166 | — | $4,250 | $38,500 |
Fiscal Year Ended December 31 | | | Audit Fees | | | Audit Related Fees | | | Tax Fees* | | | All Other Fees |
2020 | | | $45,049 | | | — | | | $4,335 | | | $13,500 |
2021 | | | $45,049 | | | — | | | $4,335 | | | $19,500 |
* | “Tax Fees” are those fees billed by PricewaterhouseCoopers in connection with tax compliance services, including primarily the review of the Fund’s income tax returns. |
16
2022.
17
April 1, 2020
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